Viva Management Workflow

Workflow Overview: This workflow covers the Assessment Phase, which begins after dissertation submission (Supervision Phase Week 12). It includes marking, tier assignment, viva conduct, and final grading.

Assessment Phase (Post-Submission)

This phase runs from dissertation submission through to final grade confirmation.

Post-Submission Marking

Timing: Immediately following dissertation submission (Supervision Phase Week 12)

Supervisor Independent Marking
  • Mark using the rubric - Apply the marking scheme consistently
  • No consultation with IE - Complete your marking independently before meeting
  • Consider all evidence - Dissertation quality, supervision meetings, progress demonstrated
  • Document rationale - Prepare notes justifying your mark for the joint meeting
IE Independent Marking
  • Mark using the rubric - Apply the same marking scheme as the supervisor
  • No consultation with Supervisor - Complete your marking independently
  • Fresh perspective - You haven't been involved in day-to-day supervision; bring objectivity
  • Prepare justification - Document your reasoning for the joint meeting

Mark Agreement

Supervisor + IE Joint Meeting

After independent marking, the Supervisor and IE meet to agree a mark:

Discuss Marks
  • Share independent marks - Reveal your marks and initial reasoning
  • Discuss discrepancies - If marks differ significantly, explore why
  • Consider different perspectives - Supervisor has process view; IE has outcome view
  • Review evidence - Refer back to the dissertation and marking criteria
Reach Agreement
  • Find consensus - Agree on a mark that reflects both perspectives
  • Compromise if needed - If views differ, negotiate based on evidence
  • Escalate if necessary - If you cannot agree, involve the Module Leader
Produce Joint Marker Recommendation
  • Document agreed mark - Record the provisional mark you're recommending
  • Provide supporting rationale - Explain why this mark is appropriate
  • Note any concerns - Highlight anything the viva panel should explore
  • Include evidence summary - Reference supervision notes, flags raised, traffic light status
Submit to Panel

The Joint Marker Recommendation goes to the viva panel, who will use it to inform their authentication assessment.

Important: You do not sit on the viva panel. The panel comprises two independent examiners who review your Joint Marker Recommendation.
Future feature: Joint Marker Recommendation submission - structured form for agreed mark and rationale
Future feature: Mark agreement workflow - record independent marks and agreed outcome

Tier Assignment

Module Leader Evidence Review and Tier Allocation

The Module Leader assigns each student to a tier based on the evidence trail:

Review Evidence Trails

Examine all available evidence for each student:

  • Meeting notes - Supervision meeting records and student sign-offs
  • Flags raised - Any yellow, red, or critical flags from supervisor/IE
  • Traffic light status - Mid-point assessment (green/amber/red)
  • Escalation history - Any interventions or concerns raised during supervision
  • Joint Marker Recommendation - Notes from supervisor/IE about concerns
Assign Tier Levels

Based on the evidence, assign students to one of three tiers:

Tier Criteria Viva Approach
Tier 1 Clean evidence trail; no authentication concerns; green traffic light Standard authentication questions
Tier 2 Some flags or inconsistencies; amber traffic light; minor concerns raised Enhanced scrutiny; targeted questioning
Tier 3 Significant concerns raised; red flags or critical flags; red traffic light Intensive authentication; deep technical probing
Form Viva Panels

Allocate two independent examiners to each student's viva panel:

  • Two independent examiners - Neither the Supervisor nor the IE for that student
  • Appropriate expertise - Panel members should have relevant subject knowledge
  • No conflicts of interest - Panel members should not be closely involved with the student
  • Balance workload - Distribute panel duties equitably across staff
Provide Evidence Summaries

Compile relevant information for each panel:

  • Student's tier assignment and rationale
  • Summary of flags raised (if any)
  • Traffic light status and reasoning
  • Key points from supervision notes
  • Joint Marker Recommendation
Future feature: Tier assignment system - evidence review and tier allocation interface
Future feature: Evidence summary access - consolidated view of student evidence trail

Pre-Viva Preparation

The viva panel consists of two independent examiners who are neither the Supervisor nor the Internal Examiner for that student.
Panel Panel Member Preparation

Before the viva, panel members should:

Review the Joint Marker Recommendation
  • Understand the agreed provisional mark and rationale
  • Note any specific concerns raised by supervisor/IE
  • Consider whether the mark seems appropriate based on the dissertation
Review Evidence Summaries
  • Read supervision meeting notes (look for consistency and progress)
  • Check traffic light status (green/amber/red and why)
  • Examine any flags raised (what concerns were noted?)
  • Understand the student's journey through supervision
Understand the Tier Assignment
  • Tier 1 - Standard questioning; verify basic understanding
  • Tier 2 - Enhanced scrutiny; probe areas of concern more deeply
  • Tier 3 - Intensive authentication; rigorous technical examination
Prepare Authentication Questions

Focus questions on verifying the student's understanding of their own work:

  • Technical decisions and why they were made
  • Challenges encountered and how they were overcome
  • Understanding of code, methodology, or analysis
  • Awareness of limitations and potential improvements
  • Specific areas flagged in evidence summaries
Coordinate Questioning Approach

Meet with your fellow panel member to:

  • Agree which areas each examiner will cover
  • Identify key authentication points to probe
  • Plan how to use the 15-minute question time effectively
  • Discuss what would constitute successful authentication

Conducting the Viva

Panel 28-Minute Viva Structure

The viva follows a strict 28-minute format:

Phase Duration Activity
Student Presentation 8 minutes Student demonstrates understanding of their own work
Panel Questions 15 minutes Authentication-focused questioning from both panel members
Deliberation 5 minutes Panel discusses and agrees outcome (student not present)
Authentication Focus

The viva is primarily about verifying that the student genuinely produced and understands the submitted work. Questions should probe:

  • Technical decisions - "Why did you choose X over Y?"
  • Problem-solving - "How did you overcome this challenge?"
  • Code/methodology understanding - "Can you explain how this section works?"
  • Results interpretation - "What do these results tell us?"
  • Limitations awareness - "What are the weaknesses of your approach?"
  • Future improvements - "If you had more time, what would you change?"
Three-Tier Questioning Approach
  • Tier 1 - Standard authentication; verify general understanding and decision-making
  • Tier 2 - Enhanced scrutiny; probe specific areas flagged during supervision
  • Tier 3 - Intensive authentication; rigorous technical examination, line-by-line code review if needed
Tip: Strong authentication is when the student can explain their work confidently, including mistakes and limitations. Perfect answers can be more suspicious than authentic, imperfect ones.

Viva Outcomes

Panel Decision Making

During the 5-minute deliberation, the panel must reach two decisions:

1. Authentication Determination
Decision Meaning Action
Authenticated Student clearly understands and produced the work Proceed to mark adjustment decision
Concerns Some doubts remain about specific aspects May require additional evidence or follow-up
Not Authenticated Significant doubts about student's role in producing the work Misconduct referral; mark withheld
2. Mark Adjustment (if Authenticated)

Strong viva performance may result in an uplift to the Joint Marker Recommendation:

Adjustment Criteria
+5 marks Good demonstration of understanding; clear explanations
+10 marks Strong demonstration with additional insights beyond the dissertation
+15 marks Exceptional performance; deep understanding and critical reflection (rare)
No adjustment Adequate authentication but no exceptional demonstration
Note: Mark adjustments are uplifts only. The viva cannot reduce the Joint Marker Recommendation mark.
Disagreement Protocol

If panel members cannot agree on authentication or mark adjustment:

  • Attempt to reach consensus through discussion
  • If consensus is impossible, escalate to Module Leader
  • A second viva with a different panel may be convened
  • Module Leader makes final decision if deadlock persists
Future feature: Viva assessment form - capture authentication decision and any mark adjustment

Post-Viva

Panel Confirm Final Mark

The panel confirms the final mark by:

  • Starting with the Joint Marker Recommendation mark
  • Applying any mark adjustment from the viva
  • Recording the authentication decision
  • Documenting the rationale for any uplift
Module Leader Borderline Review

For marks near grade boundaries, the Module Leader may:

  • Review evidence to ensure consistency
  • Check whether mark is appropriate given performance
  • Confirm final mark or request additional scrutiny
Supervisor / IE Provide Evidence if Requested

If the panel or Module Leader requires additional information:

  • Provide additional context from supervision meetings
  • Clarify any concerns raised during supervision
  • Supply meeting notes or other documentation
  • Respond to specific queries about student progress
Misconduct Referral Process (if Not Authenticated)

If the panel determines the work is not authenticated:

  • Mark withheld - No grade assigned pending investigation
  • Formal misconduct process - University procedures initiated
  • Student right to respond - Student can present evidence and explanation
  • Investigation outcome - Determines final mark (may be zero if misconduct confirmed)
Key Responsibilities

Supervisor

  • Mark independently
  • Joint Marker Recommendation
  • Provide evidence if needed

Internal Examiner

  • Mark independently
  • Joint Marker Recommendation
  • Provide evidence if needed

Module Leader

  • Assign tiers
  • Form viva panels
  • Provide evidence summaries
  • Borderline review

Panel

  • Review evidence
  • Conduct 28-min viva
  • Authentication decision
  • Mark adjustment (if applicable)